Objective


To establish effective internal controls used for establishing compliance with state and federal standards and regulations and in conjunction with a self-motivated role for direct involvement over multiple complex projects to manage company specific risks.



Employment

September, 2007 -  April, 2009
Staff Consultant

Develop audit procedures during the planning stage for regulatory compliance, IT security general controls and internal audit reviews.
Performed reviews for IT security, regulatory compliance, internal audit, Sarbanes Oxley and trust departments.
Developed findings and recommendations in the final report for dozens of banks, credit unions and trust companies.
Supervised and coached audit staff and provided feedback to complete the review accurately and in budget.

January, 2007 -  July, 2007
Compliance Specialist

Served as back-up to the Compliance Officer
For the 2008 budget, identified processes for the CEO to streamline for greater efficiency, reduce costs and increase the level of compliance

August, 2006 -  January, 2007
Information Security Officer

Developed and presented an IT risk assessment for the City of Fort Wayne and Allen County Government leaders.
Developed and presented information security related policies, procedures and approval forms for City of Fort Wayne government.
Presented Brown Bag luncheon home computer information security seminars as a service to the City of Fort Wayne and Allen County government employees on a quarterly basis

January, 2006 -  August, 2006
IT Technology Specialist-Compliance/Information Security Officer

Developed and revised information technology and business continuation related policies and procedures in order to regain compliance with Federal Examiners

Developed, revised and presented information security training programs for employee and customer awareness
Developed a previously nonexistent IT risk assessment for compliance with GLBA
Monitored and managed employee access to confidential information through enterprise applications and the network

October, 2004 -  January, 2006
Compliance Specialist

Audited documentation and processes for both loan and deposit products to ensure effectiveness of internal controls.
Developed and completed projects assigned personally by the CFO along with the normal duties.
Served on the Compliance Committee and as the back-up to the Compliance Officer.
Graduate of the ABA National Compliance School.

October, 2003 -  October, 2004

Developed and maintained a full pipeline of complex loan applications
Analyzed credit and underwrote loan applications while consulting the customers on how to raise their credit scores
Processed the loan applications to comply with regulatory and policy compliance

June, 2000 -  October, 2003
Small Business Banker

Maintained and developed new relationships of a portfolio of small to medium size companies.
Underwrote loans and presented them for approval before the loan committee.
Cross sold and referred business, consumer, treasury management and investment products.

Completed Wells Fargo Business Banking training program.

February, 1998 -  June, 2000
Documentation Specialist

Education

Miscellaneous

Developed and revised the formal training program for the Midwest region.
Specialized in documentation review for consumer and real estate loans.
Coached bankers how to correct deficiencies in their documentation.